In detail it is said about concept "values", factors influencing
values, the meaning of values in intercultural communication and
understanding between different nations.
In brief it is mentioned differences between beliefs, values.
The actuality and novelty of a theme consist in the following points.
Problems of the intercultural communications and cultural values are
"young". Scientists started to consider them rather recently. In Russia
researches have begun only in the 80th years. In such a way, there is not
enough literature and materials on the given questions. Therefore any new
works and researches make the significant contribution to studying these
problems.
So in my work I tried: to research the influence of cultural values to
attitude one country to another; to explore and to compare Japanese and
American patterns of social behavior; to understand the factors influencing
values; to discover stereotypes between different countries.
In conclusion it is noted that excellent knowledge of language is only
half-affair for successful cooperation with other country. Also it is
necessary to know features of people of other country in negotiating or
their attitude to business. Also it is necessary to take into account
features of dialogue, etiquette, relations with grown-ups and many other
things.
KEY WORDS
Cross-cultural communication is the information exchange between one
person and any other source transmitting a message displaying properties of
a culture different to the one of the receiver’s culture. The source of
such a message can be either a person, in an interpersonal communication
process, or any form of mass media or other form of media.
Values. A value is something that is important to people — like honesty,
harmony, respect for elders, or thinking of your family first. They are
represents what is expected or hoped for, required or forbidden. It is not
a report of actual conduct but is the inductively based logically ordered
set of criteria of evaluations by which conduct is judged and sanctions
applied.
Beliefs are generally taken to mean a mental acceptance or conviction in
the truth or actuality of something. A belief links an object or event and
the characteristics that distinguish it from others. The degree to which we
believe that an event or object possesses certain characteristics reflects
the level of our subjective probability (belief) and, consequently, the
depth or intensity of our belief. The more certain we are in a belief, the
greater is the intensity of that belief.
Clusters are groups of inter-related industries that drive wealth
creation in a region and provides a richer more meaningful representation
of local industry drivers and regional dynamics trends than traditional
methods and represents the entire value chain of a broadly defined industry
from suppliers to end products, including supporting services and
specialized infrastructure.
Stereotype is a fixed set of ideas about what a particular type of person
or thing is like, which is (wrongly) believed to be true in all cases.
INTRODUCTION
The subject of my diploma work is cultural values.
Our perception of foreign cultures is usually based not on their
complex reality, but on the simplified image they project. The clearer and
more sharply defined that image is, the more convinced we will be that we
are intimately acquainted with it: it is a mere outward confirmation of
knowledge we already possess.
All cultures have been designed to meet universal human needs: for
shelter - for love — for friendship. While they have commonalties, they
have great variety too! Values - universal feature of culture, how they
might vary within and between cultures.
One universal feature of culture is values. A value is something that
is important to people — like honesty, harmony, respect for elders, or
thinking of your family first.
We can't see values directly, but we can see them reflected in
people's ordinary, day to day behavior. What we value shapes what we do. If
respect for elders is important to me, I might listen very patiently to
grandmother's stories and not argue with her. In fact, I might turn to her
for valuable and wise advice. If I value honesty, I will hope that my
friends will tell me the truth and not what they think I want to hear. If
harmony is more important to me, I prefer to say things that make people
happy, even if those things are not exactly true.
In the course of human interaction, evaluations are assigned to given
types of behavior, attitudes, and kinds of social contact. Taken together
they form the belief and value system, the cultural premises and
assumptions, and the foundation for law, order, and the world view of given
cultural groups. These systems embrace a number of assumptions about how
the world is put together. Some values and norms, differentiate between
good and evil, right and wrong. Some of these assumptions are made explicit
in the beliefs and myths of the people. Beliefs, value systems, and world
view often combine with other features of social and cultural organization
to provide shared cultural symbols.
The actuality and novelty of a theme consist in the following points.
Problems of the intercultural communications and cultural values are
"young". Scientists started to consider them rather recently. In Russia
researches have begun only in the 80th years. In such a way, there is not
enough literature and materials on the given questions. Therefore any new
works and researches make the significant contribution to studying these
problems.
Objects of research in my diploma work are behavioral samples and
cultural clusters.
1. DEFINITIONS: BELIEFS, VALUES
It is useful at this juncture to make some distinctions between
beliefs and values.
BELIEFS
Beliefs are generally taken to mean a mental acceptance or conviction
in the truth or actuality of something. A belief links an object or event
and the characteristics that distinguish it from others. The degree to
which we believe that an event or object possesses certain characteristics
reflects the level of our subjective probability (belief) and,
consequently, the depth or intensity of our belief. The more certain we are
in a belief, the greater is the intensity of that belief.
This is well attested to in the power of religious beliefs. There are
three types of beliefs, all of which are of concern to us. They are
experiential, informational, and inferential. Experiential beliefs come
from direct personal experience, of course; they are integrated at the
intrapersonal level. The second type involves information. This is
transferred on the interpersonal level and shows great cultural variation.
Here cultural beliefs are stated, transferred, learned, and practiced.
Informational beliefs are connected with what are called "authority
belief," or credible information sources. If a group of people believes
that exercising increases the individual's physical and mental well-being,
these believers may also be willing to accept athletes as authority figures
even though the testimonies of these idols range beyond their physical
prowess. Witness the selling success of Olympic champions and football
stars in promoting breakfast food or panty hose.
Inferential beliefs are those which go beyond direct observation and
information. These concern rules of logic, argumentation, rhetoric, and
even establishment of facts (the scientific method). Although internal
logic systems differ from one individual to another within a culture, they
differ more from one culture to another. The most dramatic difference in
cultural variance in thinking lies between Western and Eastern cultures.
The Western world has a logic system built upon Aristotelian principles,
and it has evolved ways of thinking that embody these principles. . . .
Eastern cultures, however, developed before and without the benefit of
Athens or Aristotle. As a consequence, their logic systems are sometimes
called non-Aristotelian, and they can often lead to quite different sets of
beliefs.
VALUES
Values bring affective force to beliefs. Some of these values are
shared with others of our kind some are not. Thus, we all adhere to some of
the beliefs and values generally accepted within our cultures; we reject
others. Values are related to what is seen to be good, proper, and
positive, or the opposite. Values are learned and may be normative in
nature. They change through time and are seldom shared in specifics by
members of different generations, although certain themes will prevail. For
example, the positive attributions placed upon competitiveness,
individualism, action, and other general principles that pervade the belief
and value orientation of members of the North American culture of the
United States remain. They include the constitutionally guaranteed and
socially valued "unalienable rights to life, liberty, and the pursuit of
happiness" in individualistic, action-oriented, and competitive ways. These
values have endured their expression varies from generation to generation.
A cultural value system "represents what is expected or hoped for,
required or forbidden." It is not a report of actual conduct but is the
inductively based logically ordered set of criteria of evaluations by which
conduct is judged and sanctions applied.
THE VALUE / BELIEF PUZZLE
Value and belief systems, with their supporting cultural postulates
and world views, are complex and difficult to assess. They form an
interlocking system, reflecting and reflective of cultural history and
forces of change. They provide the bases for the assignment of cultural
meaning and evaluation. Values are desired outcomes as well as norms for
behavior; they are dreams as well as reality, They are embraced by some and
not others in a community; they may be the foundations for accepted modes
of behavior, but are as frequently overridden as observed. They are also
often the hidden force that sparks reactions and fuels denials. Unexamined
assignment of these characteristics to all members of a group is an
exercise in stereotyping.
ATTRIBUTIONS AND EVALUATIONS
Often values attributions and evaluations of the behaviors of
"strangers" are based on the value and belief systems of the observers.
Have you heard or made any of the following statements? Guilty or not?
Americans are cold.
Americans don't like their parents. Just look, they put their mothers
and fathers in nursing homes.
The Chinese are nosy. They're always asking such personal questions.
Spaniards must hate animals. Look what they do to bulls!
Marriages don't last in the United States.
Americans are very friendly. 1 met a nice couple on a tour and they
asked me to visit them.
Americans ask silly questions, they think we all live in tents and
drink nothing but camel's milk! They ought to see our airport!
Americans just pretend to be friendly; they really aren't. They say,
"Drop by sometime" but when I did, they didn't seem very happy to see me.
Of course, it was ten o'clock at night!
How should such statements be received? With anger? With explanation?
With understanding and anger? Should one just ignore such patent half-
truths stereotypic judgments, and oversimplifications? Before indulging in
any of the above actions, consider what can be learned from such
statements. First, what do these statements reveal? The speakers appear to
be concerned about families, disturbed by statistics, apt to form opinions
on limited data (friendliness), given to forming hasty and unwarranted
generalizations (Spanish bullfighting), and angered by the ignorance of
others. No one cultural group has a corner on such behavior. Second, we
might be able to guess how certain speakers might feel about divorce,
hospitality, or even animals. Third, the observations, while clearly not
applicable to all members of the groups about which the comments were made,
represent the speakers' perceptions. To many, Americans are seen as cold
and uncaring. Because perceptions and native value and belief systems play
such important roles in communication, it is important to recognize and
deal with these perceptions-correct or incorrect, fair or unfair.
In the following part of this chapter the concept of value
orientations will be explored. This will be followed by a review of the
major value orientations associated with people from the United States.
These orientations will be contrasted with those of other culture groups.
Such an approach to cross-cultural variations in values and beliefs is far
more productive than flat denial or even anger, as we form evaluative
frames of reference for ourselves and hold them up to the frames of others
we shall, at the very least, learn a great deal about ourselves.
VALUE ORIENTATIONS
Compiling a list of cultural values, beliefs, attitudes, and
assumptions would be an almost endless and quite unrewarding endeavor.
Writers in the field of intercultural communication have generally adopted
the concept of value orientations suggested by Florence Kluckhohn and Fred
Strodtbeck (1961).
In setting forth a value orientation approach to cross-cultural
variation, Kluckhohn and Strodtbeck (1961:10) pointed out that such a
theory was based upon three assumptions:
1. There are a limited number of human problems to which all cultures
must find solutions.
2. The limited number of solutions may be charted along a range or
Continuum of variations.
3. Certain solutions are favored by members in any given culture group
but all potential solutions are present in every culture.
In their schema, Kluckhohn and Strodtbeck suggested that values
around five universal human problems involving man's relationship to the
environment, human nature, time, activity, and human interaction. The
authors further proposed that the orientations of any society could be
charted along these dimensions. Although variability could be found within
a group, there were always dominant or preferred positions. Culture-
specific profiles could be constructed. Such profiles should not be
regarded as statements about individual behavior, but rather as tendencies
around which social behavioral norms rules values, beliefs, and assumptions
are clustered. As such, they might influence individual behavior as other
cultural givens do; like other rules, they may be broken, changed, or
ignored.
In the Kluckhohn and Strodtbeck classification, three focal points in
the range of variations are posited for each type of orientation. In the
man-to-nature continuum variations range from a position of human mastery
over nature, to harmony with nature, to subjugation to nature. Most
industrialized societies represent the mastery orientation; the back-to-
nature counterculture of young adults during the 1960s and 1970s, the
harmonious stance; and many peasant populations, the subjugation
orientation.
The time dimension offers stops at the past, present, and future.
Human nature orientation is charted along a continuum stretching from good
to evil with some of both in the middle. The activity orientation moves
from doing to being-becoming to being. Finally, the relational orientation
ranges from the individual to the group with concern with the continuation
of the group, as an intermediate focal point.
Value orientations only represent" good guesses" about why people act
the way they do. Statements made or scales constructed are only part of an
"as if" game. That is to say, people act as if they believed in a given set
of value. Because the individuals in any cultural group exhibit great
variation, any of the orientations suggested might well be found in nearly
every culture. It is the general pattern that is sought. Value orientations
are important to us as intercultural communicators because often whatever
one believes, values, and assumes are the crucial factors in communication.
CONTRASTIVE ORIENTATlONS
Let us take some American cultural patterns that have been identified
as crucial in cross-cultural communication and consider what assumptions,
values, and attitudes support them. Edward C. Stewart was a pioneer in
examining such American behavior in a cross-cultural perspective. His book
- American Cultural Patterns. This book describes dominant characteristics
of middle class Americans. Stewart distinguishes between cultural
assumptions and values and what he called cultural norms. Cultural norms
are explicit a repeatedly invoked by people to describe or justify their
actions. They represent instances in which the behavior and the value
attached to it seem at odds. Stewart writes, “Because cultural norms are
related to behavior as cliches, rituals or as cultural platitudes, they
provide inaccurate descriptions of behavior”. He points out that Americans
are devoted to the concept of self-reliance but accept social security,
borrow money, and expect a little help from their friends. Culture bearers
are usually more aware of their cultural norms than their systems of values
and assumptions. As Stewart explains, "being fundamental to the
individual's outlook, they [the assumptions and values] are likely to be
considered as a part of the real world and therefore remain unquestioned".
Table 1, illustrates some of the general value orientations identified
with North Americans. The left-hand column indicates what the polar point
of the orientational axis might represent. The Contrast American column
does not describe any particular culture, but rather represents an opposite
orientation. Of course, the American profile is drawn in broad strokes and
describes the mainstream culture; ethnic diversity is of necessity blurred
in this sweeping treatment.
Thus, with the reservations noted above, it can be said that in the
relationship of human beings and nature, Americans assume and thus value
and believe in doing something about environmental problems. Nature can and
should be changed. In addition, change is right and good and to be
encouraged. That toe pace of change has increased to a bewildering point in
the United States at the present time presents problems, but, as yet,
change has not been seen as particularly detrimental.
Equality of opportunity is linked to individualism, lack of rigid
hierarchies informality, and other cultural givens. It is manifested in
American laws regarding social conduct, privacy, and opportunity. This
contrasts with an ascriptive social order in which class and birth provide
the bases for social control and interaction.
The achievement orientation calls for assessment of personal
achievement, a latter-day Horatio Alger (Lee Iacocca) orientation. A future
orientation is joined to the positive value accorded change and action.
Directness and openness are contrasted to a more consensus-seeking approach
in which group harmony is placed above solving problems.
Cause-and-effect logic joined to a problem-solving orientation and a
pragmatic approach to problems defines the much-vaunted scientific method.
Intuition and other approaches to evidence, fact, and "truth" are
associated with being orientations and philosophical approaches to
knowledge and knowing. Competition and a do-it-yourself approach to life
are well served by a future orientation, individualism, and the desire for
change.
The statements above simply point out some very general orientations
that have driven and, to some degree, still guide North American society.
Change is always in the air. Many have pointed out, as Stewart himself
does, that these orientations represent white middle class American values.
They do. They serve the purpose, however, of providing a frame of reference
for cross-cultural comparison.
Table 2 offers a contrastive look at some American and Japanese
values.
Such culture-specific contrast alerts us to the need to examine our
cultural values and assumptions from the perspective of others. As one
studies the dimensions of contrast, one cannot help but marvel at the
communication that does take place despite such diversity. Okabe, in
drawing upon Japanese observations about some well-known American values,
reveals a new perspective to us. For example, the bamboo whisk and octopus
pot metaphors refer to a reaching out tendency in the United States as
opposed to the drawing inward of the Japanese.
Omote means outside and omote / ura combines both the inside and
outside world. In the heterogeneous, egalitarian, sasara-type, doing,
pushing culture of the United States, there is no distinction between the
omote and the ura aspects of culture. In the hierarchical takotsubo-type,
being, pulling culture of Japan, a clear-cut distinction should always be
made between the omote and the ura dimensions of culture, the former being
public, formal, and conventional, and the latter private, informal, and
unconventional. The Japanese tend to conceive of the ura world as being
more real, more meaningful.
Interpersonal relationships contrast on the basis of the role of the
individual and group interaction. Japanese patterns are characterized by
formality and complementary relationships that stress the value of
dependence or amae. Amae is the key to understanding Japanese society. The
concept of amae underlies the Japanese emphasis on the group over the
individual, the acceptance of constituted authority, and the stress on
particularistic rather than universalistic relationships. In the
homogenous, vertical society of Japan the dominant value is conformity to
or identity with the group. The Japanese insist upon the insignificance of
the individual. Symmetrical relationships focus on the similarities of
individuals; complementary relationships exploit differences in age, sex,
role and status. There are many ways in which the Japanese publicly
acknowledge a social hierarchy-in the use of language, in seating
arrangements at social gatherings, in bowing to one another and hundreds of
others. Watch Japanese each other and the principles will become quite
apparent. Notice who bows lower, who waits for the other to go first, who
apologizes more: (1) younger defers to older; (2) female defers to male;
(3) student defers to teacher; (4); the seller's bow is lower than the
buyer's; and (6) in a school club or organization where ranks are fixed,
the lower ranked is, of course, subordinate. These features of
interpersonal relationships lead to an emphasis on the public self in the
United States and on the private self in Japan, Americans being more open
in the demonstration of personal feelings and attitudes than the Japanese.
Let us look to this question in detail.
JAPANESE INTERPERSONAL NORMS
Numerous studies by social scientists of national character or culture
have appeared in recent years, initially as a response to the need for
knowledge of enemy countries in World War II. Most of these studies have is
asked a substantive question: what is the nature of the behavior shared by
all, or a majority, of the members of a national society? Once this shared
behavior is "discovered," its written description becomes an outline of the
national culture of that country. This approach has been extensively
criticized on the grounds that the behavior of the members of any complex
society is so variable that any attempt to describe the shared items
results in superficial generalization. Critics have also pointed out that
descriptions of national cultures frequently consist of statements of norms
only, and do not denote actual behavior.
At this point in the account of our own research it is necessary to
raise questions about the nature of national cultures. However, we shall
not attempt to claim that our answer to these will be valid for all members
of the Japanese nation. We do claim validity for our own subjects and are
also willing to guess that much of what we say will apply to the majority
of Japanese men who were socialized in prewar and wartime Japan in families
of the middle and upper income brackets. We shall not claim that our
subjects necessarily behaved in the manner suggested, for the description
itself pertains to norms or principles and not to behavior. In a subsequent
section we shall provide a description and analysis of the behavior of our
subjects with reference to these norms.
This procedure implies the concept of a "cultural model": essentially
a highly generalized description of principles, shared by a large number of
people and maintained in the form of personal values. To some degree these
principles or norms constitute guides or rules for behavior: sometimes
followed literally, sometimes not, but always available as a generalized
protocol for use by the individual in finding his way through social
relationships and in judging the acts of others.
The first half of the model we shall construct pertains to the
patterns of interpersonal relations in the two societies, Japan and
America. We recognize that as representatives of the class of modern
industrial nations, these two countries have cultures very similar in many
respects. The Japanese are, in fact, often called the "Americans of the
Orient," a phrase referring to their industrious orientation toward life
and nature; their interest in mass-cultural pursuits like baseball; and
their success with capitalist enterprise in a collectivist world.
Similarities in all these areas are a fact— but it is equally apparent that
some significant differences have existed in other aspects of social life
in the two countries. Among these differences the norms and patterns of
interpersonal behavior are probably the greatest. Thus, while a Japanese
and an American may share an interest in baseball which brings them closer
together that either one might be to a member of some other nation, the two
may differ so widely in their habits of behavior in social situations that
communication between them may be seriously impeded.
Studies of Japanese social norms have revealed the following general
features: articulate codification of the norms; strong tendencies toward a
face-to-face, or "primary group" type of intimacy; an emphasis upon
hierarchical status positions; concern for the importance of status;
elative permanence of status once established; and "behavioral reserve" or
discipline. These will be discussed in order.
articulate codification of rules
During the long Tokugawa period of centralized feudalism, Japanese
patterns of interpersonal behavior underwent an elaborate
institutionalization. The Shogunate attempted to fix the position of each
class with respect to the others and established written rules of behavior
for its members. The family system had developed historically along
patrilineal lines, and during Tokugawa times such patterns of relations
between kin were proclaimed as an official social code. After the Meiji
Restoration, the samurai class in control of the nation maintained these
formalized rules and even elevated them to the status of an idealized
spiritual expression of the Japanese ethos. The reason for this enhancement
of the Tokugawa code after the Restoration lay in the need to preserve and
strengthen national discipline and unity as a practical policy in
industrialization and other aspects of modernization. Thus, Japan moved
into her modern era in possession of a system of rules of social behavior
based on feudal and familial principles.
It is necessary to note that this system of codified rules was
consistently adhered to in actual behavior by only a minority of the
population: the samurai and nobility. The remainder of the population
followed the rules in part, or only in "public" situations where the
pressure for conformity was strong. In the decades subsequent to the
Restoration a generalized version of the code was adopted by the developing
business and official classes, and this is the situation which continues to
prevail in Japan today (although since the Occupation a considerable
liberalization of social behavior can be found in all classes and groups).
Since the student subjects of-the research project were persons from upper-
and middle-class groups socialized in prewar and wartime Japan, we can use
the gross aspects of this social code as a backdrop for the interpretation
of their behavior. The strength and the influence of this code were
enhanced further by the fact that up to the period of the Occupation, no
large migration to Japan of Westerners had occurred. In this situation
relatively few Japanese were presented with the need to learn the modes of
interaction of other societies—particularly the more "open" type of the
Western nations. This isolation was intensified during the militarist-
nationalist epoch of the 1930s and 1940s, in which the social code was
given renewed emphasis as a counter-measure against liberal trends. The
codified norms— on or ascribed obligation; giri or contractual obligation;
chu or loyalty to one's superior; ninjo or humane sensibility; and enryo or
modesty and reserve in the presence of the superior—were incorporated in
the school curriculum as ethical doctrine, and exemplified in a multitude
of cultural expressions.
primary associative qualities
An important aspect of Japanese social norms may be described in
Western sociological terms as that of "primary association." Emphasis upon
personal qualities, obligations between subordinate and superior, and
distinctions based on age or sibling birth-order are features suited to the
atmosphere of a small, highly interactive social group, like the family or
a feudal manor. It goes without saying that in the modern mass society of
Japan these rules have not always been observed, but the fact is that to an
extraordinary degree the Japanese have succeeded in organizing present-day
society into small, cell-like groupings, in which highly personalized
relationships are governed by an explicit code of behavior. Even in
impersonal situations, as in labor organizations, rules of primary
associative type have been used at least symbolically as models for
interaction and responsibility.
hierarchy
If Japanese social norms present an image of society in the character
of a primary group, it is at least a hierarchically organized primary
group—one in which there are explicit gradations of status from superior to
inferior. The family is ideally organized on patrilineal-patriarchal
principles, with the father as dominant, the eldest son superordinate to
the younger, and so on. Primogeniture was the law of the land until the
Occupation period, and, even though no longer so, it is still followed in a
great many cases.
Japanese business firms, government bureaus, and many universities and
schools are organized in ways reminiscent of this familial model; or their
organization may be more closely related historically to feudal or lord-
vassal principles. In such cases the employee and the employer, chief and
underling, or teacher and pupil occupy positions which carry with them
defined and ascribed rights and duties, in which the superior generally
occupies a paternalistic and authoritarian role. The term sensei means
teacher, or mentor, but its wide application to people outside of the
teaching profession suggests its connotation of benevolent but stern
authority and superiority. Likewise the term oyabun ("parent-status" or
"parent-surrogate"), while strictly appropriate only for certain types of
economic groups, is often applied to any highly paternalistic superior.
concern for status
All this would imply, of course, very considerable preoccupation with
matters of social status. It is necessary or at least desirable for every
Japanese to know his own status in the interaction situation, since it is
in status that one finds the cues for reciprocal behavior. To put this in
sociological terms, there exists a very close tie between status and role:
the role behavior expected of one in a given status position is clearly
defined and there are relatively few permitted alternatives or variations
from the pattern (when alternatives are present, they, too, are often very
clearly defined). Thus the behavior of a person of a given status in a
social relationship, can constitute familiar and unmistakable cues for the
appropriate behavior of a person of another status.
Concern with status is evidenced further by the incorporation into the
Japanese language of a multitude of forms expressing varying degrees of
politeness, levels of formality and respect, and subservience or dominance.
This type of language dramatizes status differences between persons by the
use of such devices as honorific suffixes, special verb endings, and
differing pronouns. To mention only the most commonly used forms for
designating the second person singular, there are anata, omae, kimi,
kisama, and temai. The proper use of each of these forms depends upon the
relative status of the speaker and the particular situation in which the
conversation or interaction takes place. Status in language depends upon
age, sex, and class differences, as well as on the degree of intimacy and
the extent of formal obligation existing between those communicating.
relative permanence of status
Once status positions are clearly defined, the parties holding these
statuses are expected to occupy them for very long periods—often throughout
life. A superior, for example one's professor, retains strong symbolic
hierarchical precedence throughout the life of both parties, even when the
student has become a professional equal in productivity, rank, and pay.
Subtle changes in status of course occur, and we do not wish to make too
sweeping a generalization. However, as compared with the fluid patterns
typical of Western society, Japanese society-possesses considerably more
orderly and predictable allocations of status—or at least the expectations
of this.
behavioral reserve and discipline
A "tight" social organization based on concern with status and
hierarchy is by necessity one in which social behavior tends to be governed
more by norms, or public expectancies, and less by free or idiosyncratic-
response to a given situation. At the same time, a system of this kind
requires institutional outlets in the event that obligations, duties,
status relationships, and the like, for one reason or another, may be
unclear or not yet defined. The Japanese have utilized, for this purpose,
the concept of enryo, loosely translatable as “hesitance” or "reserve." The
development of this pattern in Japanese culture is of particular importance
for our problem here.
The original meaning of enryo pertained to the behavior of the
subordinate in hierarchical status relations. The subordinate was expected
to show compliant obsequiousness toward the superior: he should hold his
temper, check any aggressive response to frustration (and of course, bide
his time). This pattern of behavior may be manifested by Japanese when they
interact with persons of their own or any society whom they regard as
superior in status. Whenever the presumption is that a superior person
occupies the "alter" status, enryo is likely to be observed by "ego".
Now, as Japan entered the stage of industrialization, with its
expanded opportunities for individual enterprise and mobility (a process
still under way), social situations became more complicated, more
ambiguous, and more violative of the traditional rules and behavioral
prescriptions. Since at the same time the basic hierarchical, primary-group
character of the norms prevailed, there emerged strong needs for adjustive
behavior. Enryo became the escape-hatch: in the new ambiguity, behavioral
reserve and noncommitment became the frequent alternative, and the Japanese
manifested such withdrawn, unresponsive behavior in the event that a
particular interpersonal situation lacked clear designation of the statuses
of ego and alter. Much the same situation holds when the Japanese is
overseas. Here, too, his behavior is frequently characterized by enryo—
often concealing confusion and embarrassment over his ignorance of the
social rules of the foreign society. Thus the "shyness" or reserved
behavior often found in Japanese on the American campus can be due either
to the fact that the Japanese views Americans, or certain Americans, as
superior people; or to the fact that he is simply not sure how to behave in
American social situations, regardless of status. The rule goes, when
status is unclear, it is safest to retreat into enryo. This form of
response is most typical of persons socialized in prewar and wartime Japan;
the postwar generation, many of whom have grown up in the more liberal
atmosphere of the Occupation and after, are much more tolerant of
ambiguity.
2. JAPANESE AND AMERICAN PATTERNS OF SOCIAL BEHAVIOR
We may now view these normative patterns from a comparative cultural
perspective. A detailed description of the American norms will not be
required, since it may be presumed that the reader has sufficient
familiarity with them. We shall select those American rules of
interpersonal behavior that are "opposites" to the Japanese patterns just
described. In a later section we shall discuss cases of similarity.
There is among Americans a tendency toward an initial egalitarian
response oil the part of "ego": two persons are presumed to be equal unless
proven otherwise. (The Japanese norms contain an opposite premise: when
status is vague, inequality is expected.) In practice this egalitarian
principle in American interpersonal behavior leads to what the Japanese
might perceive as fluidity and unpredictability of behavior-in interaction,
and highly variable or at least less apparent concern for status. Things
like wealth, public versus private situations, and a host of other features
may all in the American case, influence the behavior of ego and alter in
ways which are not subject to predicate codification, Allowance is made
continually for subtle changes in roles of those interacting, with a strain
toward equalization if hierarchical differences appear. Thus, while in
social situations the Japanese may find it difficult to communicate unless
status differences are clear, the American, in view of his egalitarian
preference, may point to and actually experience status difference as a
source of interpersonal tension and difficulty in communication. Thus the
Japanese may see the free flow of communication as enhanced by clear status
understandings; the American may view it instead as requiring maximal
intimacy and freedom of expression.
Finally, reserve or discipline is in some cases much less apparent in
American social behavior. Initially, outward display of feeling is
encouraged, and' reserve may develop after status differences are
recognized. Once again the Japanese may proceed on an approximately
opposite principle: behavioral freedom and expressivity become a
potentiality after statuses are clearly differentiated—especially when
equality is achieved— but not before. Moreover, even when statuses are
clear to the Japanese participants in social relations, interaction often
continues to be hesitant and guarded. (Important institutionalized
exceptions to the general rule of avoidance are found in the frank behavior
tolerated in sake parties, behavior of the male guest and his geisha
partner, and a few others.)
In American interpersonal behavior the patterns of tact,
obsequiousness, and other forms of retiring behavior are seen continually,
but they are often much more situational and idiosyncratic. Americans lack
a concept with the generalized cultural meaning of enryo; reserve may be a
useful form of behavior for some people, but not others, or in some
situations; it may be associated with status differences, or it may not.
And when this reserve is associated with status positions (and in the
presence of hierarchical patterns generally), Americans are likely to
express attitudes of guilt or regret, or are likely to conceal the
existence of such patterns by verbally reaffirming egalitarian principles.
Moreover, some American normative attitudes frown on "manipulative"
tendencies; frankness, openness, and humility are valued highly, if not
always observed. Quotations from interviews with student subjects
(sojourners and returnees) may serve to indicate the Japanese perspective
on their own and the American patterns of interpersonal behavior.
Q.: What did you like about America that you didn't about Japan?
A.: Well, it's hard to give concrete examples, but mainly I was
satisfied with what you might call the smartness of life— the modernness of
things. And also the simplicity and frankness of life. You don't have to
worry about gimu-giri-on [obligations] over there ... In the United States
you have to visit relatives too, but such visits are more personal, more
real— more meaningful. Here in Japan they are for the sake of girt and
righteousness and all that stuff.
Q.: Could you define the term "Americanized" as it is used by
Japanese students?
A.: Well, to be Americanized means to be indifferent to social
position-indifferent to social formality — such as in formal greetings. It
concerns points about how one acts socially.
This is about human relations — it didn't surprise me but it did
impress me very much to find that relations with others are always on an
equal plane in the U.S. In Japan I automatically used polite language with
seniors so that this just seemed natural— and if I used polite words in
Japan I didn't necessarily feel that this was feudalistic— though some do.
At first in the U.S. when young
people, like high school students, talked to me as an equal, I felt
conflicted, or in the dormitory it surprised me to see a boy of 20 talk to
a man of 45 as an equal.
In Japan, my father and some of my superiors often told me that my
attitude toward superiors and seniors was too rude. Here, though, my
attitude doesn't seem rude— at least it doesn't appear as rude as I was
afraid it would. It is easier to get along with people in America, because
for one thing, Americans are not so class conscious and not so sensitive
about things like status. In Japan, my conduct to superiors seemed rude,
but the same behavior isn’t rude here. For instance here it is all right
simply to say "hello" to teachers, while in Japan I would be expected to
say “ohayo gozaimasu" [polite form of "good morning"] with a deep bow. In
Japan I did things like this only when I really respected somebody.